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We perform no underwriting function and act solely on behalf of a client company in providing in-house financial advisory services. Although our consulting services may include general advice and consultation regarding general legal topics relating to the consulting services to be rendered, particularly with respect to areas of our financial expertise, the services rendered by us do not include the rendition of professional legal services or any specific legal service, advice or consultation by any affiliate of ours.
Please note we are not an NASD member or a licensed broker/dealer, therefore, we often refer clients to appropriate NASD member firms for funding, and if we do, we will receive no compensation for our efforts.
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